e-service Online Submission See canceled document Business Operation Rules >> Accept purchasing or selling orders outside head office or branch   Type Title Section See Document Status Notified Date

Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  Kor Thor. 18/2563 Determination of Types of Financial Services of Person Approved to Participate in Regulatory

e-service Online Submission See canceled document Securities Underwriter Business >> Licensing (Section 90)   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities

e-service Online Submission See canceled document Securities Underwriter Business >> Fees (Section 14, 19)   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and

e-service Online Submission See canceled document Business Operation Rules >> Net Liquid Capital Rule (Section 97)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Business Operation Rules >> Executives / Personnel   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Business Operation Rules >> Approval & Qualifications (Section 90, 91)   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document Business Operation Rules >> Engagement in Other Businesses (Section 98(8))   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Business Operation Rules >> Selling Agents (Section 100)   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and

e-service Online Submission See canceled document Business Operation Rules >> Internal operation of Securities Companies   Type Title Section See Document Status Notified Date Effective Date 1