trading, the SEC Office hereby issues the following notification; Clause 1. In this Notification, “derivatives broker” means a juristic person licensed to undertake derivatives business operation in the
disclosure statement for futures trading, the SEC Office hereby issues the following notification; Clause 1. In this Notification, “derivatives broker” means a juristic person licensed to undertake derivatives
. 10) dated 29 November 2005. Clause 2. In this notification hereto: (1) “report of net liquid capital calculation” means report of net liquid capital calculation in the form and explanation for
November 2005. Clause 2. In this notification hereto: (1) “report of net liquid capital calculation” means report of net liquid capital calculation in the form and explanation for calculation as specified in
and Non-Retail Investors, and Execution of Agreements for Management of Private Funds. “foreign collective investment scheme” means ASEAN Collective Investment Scheme and APEC Asia Region Funds Passport
the Marvel Experience Project (Theme Entertainment Attraction – TMX) of Hero Experience Co., Ltd. (“Hero Experience”) by means of (1) subscription of 805,264 newly issued shares of Hero Experience
in filing for extension of approval, the SEC Office hereby issues the following order: Clause 1. In this Notification: “personnel in capital market business” means the following: (1) fund manager; (2
Notification: “institutional investor” means an institutional investor as defined by the Notification of the Securities and Exchange Commission Re: Determination of Definitions of Institutional Investor, Ultra
Office of the Securities and Exchange Commission hereby issues the following regulations: Clause 1. In this Notification “derivatives broker” means any entity licensed to undertake derivatives business in