as from 1 January 2013. Clause 2 In this Notification: “REIT” means a real estate investment trust pursuant to the Notification of the Capital Market Supervisory Board concerning the Issuance and Offer
) “Convertible securities” means warrants, transferable subscription rights, convertible debentures, or any other securities that are convertible into shares, which are issued by a business in order to grant the
to derivatives exchanges. Part 4 Definitions ______________ Clause 6 In this Notification: “derivatives exchange” means any licensed derivatives exchange according to the Law on Derivatives
as from 1 January 2001. Clause 2. In this notification, unless the contrary intention appear, “Securities”1 means the securities which are not debt instruments and investment units; “Securities company
1. This Notification shall come into force as from 1 January 2001. Clause 2. In this notification, unless the contrary intention appear, “Securities”1 means the securities which are not debt
1. This Notification shall come into force as from 1 January 2001. Clause 2. In this notification, unless the contrary intention appear, “Securities” means the securities which are not debt
“structured note” shall have the same meanings as defined in the Notification on Investment of Funds; “Notification on Investment of Funds” means the Notification of the Capital Market Supervisory Board
scheme” means collective investment scheme established under foreign law; “unit” means securities in the category of shares of company (investment company) or securities in the category of certificates of
” means a securities business operator or a derivatives business operators, but not including a business operator which is a commercial bank under the law on financial institution, a life insurance company