market product s including [existing] clients of an intermediary . “ institutional investor ” means an institutional investor as specified in the Notification of the Securities and Exchange Commission
fund manager s; and (4) derivatives advisors. Division 1/1( Specific Regulations on Providing Services of Derivatives Dealer Clause 12/1 An intermediary shall shall arrange a procedure for ensuring that
Clause 18 In cases where an intermediary is a representative of a securities borrower or lender, the intermediary shall prepare an agreement on the appointment of representative in writing. Clause 19 An
market product s including [existing] clients of an intermediary ; “ institutional investor ”5 means an institutional investor as specified in the Notification of the Securities and Exchange Commission
maturity term, bear name- registered without holder representative. Such short- term Page 2 Enclosure 5. Information Memorandum on the Acquisition of Assets of Safari World Public Co., Ltd.; An increasing of
นวณในดชันี อยา่งไรก็ตาม ในกรณีที่มีข้อจ ากัดในการลงทนุในหุ้นที่เป็น ส่วนประกอบของดัชนี ผู้จัดการกองทุนอาจใช้กลยุทธ์การลงทนุแบบ “Representative Sampling Strategy” ซึ่งหมายถึงกองทุนจะเลือก ลงทุนในหลัก
; (3) information related to the name and address of the person appointed by the foreign entity to be its representative in Thailand, with clearly specified authorization and duties of such
representative office; (3) the appointment of a person, who has registered as bond trader with the Thai Bond Market Association, to be investment consultant for providing consultation on debt securities for
brokerage. (2) those persons appointed to perform functions at overseas branch office or overseas representative office; (3) the appointment of a person, who has registered as bond trader with the Thai Bond