requirements to avoid possible disputes or frauds committed upon their assets, said SEC Deputy Secretary-General Vasant Thienhom.   Failure to keep complete and correct records of clients? orders are deemed non

shall be deemed as initiating negotiations or entering into any agreements with any creditor for the purpose of debt restructuring, whether the proposal is submitted to the bondholders’ meeting for

case was deemed final. On April 10, 2018, the Criminal Court ruled against him for violating Sections 243(1) 244(2) and 296 of the SEC Act conjunction with Section 86 of the Penal Code. The Court

shareholders’ meeting the power to ban entitled shareholders from attending the meeting and excercising their voting rights. In addition, such action was deemed a failure to perform duties responsibly, carefully

. The defendant shall also perform community service or public benefit work for a period of 12 hours, as deemed appropriate by the probation officer and the defendant, pursuant to Section 56 of the

against Mr. Suphan Sethapanich for this offense at the same time. The public prosecutor decided not to pursue the case in court and the case was deemed final. SEC Act S.281/2 paragraph 2 311 283

Transactions Deemed as Acquisition or Disposal of Assets and the Notification of the Board of Governors of the Stock Exchange of Thailand 1 Based on the exchange rate of the EUR to THB currency exchange rate as

, totally in 100,625,000 Baht 3. Transaction party and relationship Buyer Mr. Weerachai Pipatpuangthong Seller J.S.P. Property Public Company Limited. Relationship Buyer and Sellers is not deemed as a

Board concerning Rules on Personnel in the Capital Market Business . Clause 3 It shall be deemed that a derivatives intermediary has obtained an approval from the SEC Office to appoint a person to be

concerning Rules on Personnel in the Capital Market Business. Clause 3 It shall be deemed that a derivatives intermediary has obtained an approval from the SEC Office to appoint a person to be director or