information prepared by the foreign intermediary or the issuer or the offeror of such product in support of their investment decision making; (3) To disclose the fees charged to the clients by the intermediary
and the price compensation report, which are prepared under (1) hereof, to the Office within seven business days from the date on which the fund supervisor has certified such retrospective price
retrospective price correction report and the price compensation report, which are prepared under (1) hereof, to the Office within seven business days from the date on which the fund supervisor has certified such
custodian under this Notification shall maintain the qualifications as specified for all times. Clause 5. An application under Clause 4 shall be prepared in form with supporting documents as specified by the
laws related to the professional. The approved custodian under this Notification shall maintain the qualifications as specified for all times. Clause 5. An application under Clause 4 shall be prepared in
prepared for the upcoming competition after the liberalization of securities business license in the future, this Notification is issued to determine the rules regarding permission to qualified securities
for issuing this Notification is that the securities company has flexibility in operating its business, able to increase its income and expand its customer, and to prepared for the upcoming competition