the Office of the Securities and Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider
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] phanchul Typewriter [Input date] phanchul Typewriter [Input date] phanchul Typewriter [Stamp Corporate Seal (if any)] phanchul Typewriter [Input contact person name] phanchul Typewriter [Input contact person
, identification number, bank account number and contact information. Instead, the AMCs practically make the payment out of the fund by issuing cheques to PVD members after being notified by their employers about
conjunction with Section 83 of the Criminal Code. Also named in the complaint were Nongluck Sinprasertlert, investor contact (marketing officer) at Kim Eng Securities (Thailand) Public Company Limited, who was
from December 31, 2011. Details of the sanctions are as follows: Ten-year revocations: 1. Aunyapat Aroonjarhuspong (formerly named Nathaphan Jaiudom), an investor contact of KGI Securities (Thailand
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