to the diverse structures and regulatory characteristics of foreign CIS, in March 2025, the Capital Market Supervisory Board passed a resolution approving the inclusion of additional foreign CIS

system (KYC) that are appropriate to evaluate product risks against characteristics of each customer;  - separate departments or personnel responsible for customer assets safekeeping from other operational

://publish.sec.or.th/nrs/10370s.pdf; (3) Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 24/2567 Re: Determination of Characteristics and Types of Digital Tokens Eligible for Shelf

have a written authorization from investors only.__________________Notes:*  Pursuant to Clause 23(2) and the prohibited characteristics of personnel in the capital market business under Clause 31(1

statements every six months, from once a year, (4) improving the characteristics of the summary of important information of bonds, which are called “factsheets”, to become more precise, concise, attractive

been amended to be more in line with the needs and risk characteristics;   (4)  Distributed Ledger Technology (DLT): To develop a digital infrastructure based on DLT concept for securities offering

must not have untrustworthy characteristics and must perform fiduciary duty;             4.  Shares must be sold through an intermediary that is responsible for conducting know-your-customer screening

market business personnel for 10 years, starting from 10 February 2018.   ___________________ *Violation of Clause 23(1) and possessing the prohibited characteristics of capital market business personnel

. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.

Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017.