investors to invest in a diverse range of securities products. By requiring that all types of securities offering to high net worth investors be proceeded through intermediaries, the proposed revision would

consideration the supervisory costs, industry competitiveness, burdens to intermediaries, and simplified methods of fee calculation. The two draft notifications regarding the aforesaid matter are expected to come

supervision and risk assessment of intermediaries and the monitoring of industry development, to prevent excessive burdens on securities and derivatives intermediaries.The proposed revision covers the reporting

Director, Corporate Governance Department3. Mrs. Sittasri Nakasiri Director, Enterprise Risk Management Department4. Ms. Sarica Apiwatthakakul, Acting Director, Intermediaries Licensing and SME Financing

Bangkok, March 30, 2016 ? The SEC is seeking public comments on proposed amendments to the rules governing dispute settlement between retail investors and intermediaries to adjust the arbitration

Bangkok, April 12, 2016 ? The SEC is seeking public comments on a draft amendment to the rules governing intermediaries? business continuity management (BCM) and service outsourcing to enhance their

the SEC since 1993, Tipsuda has extensive experience in market and intermediaries supervisions and development, research and strategic planning. Moreover, she has had prominent roles in Capital Market

, readable, easily understandable, in order to compare the risks easier, and (5) mandating that the issuers of bonds and securities registrars must report to the bond holders’ representatives in case of any

“Unlocking Potential Thai SMEs and startups for accessibility and competitiveness in the Digital Era,” by the representatives from government and private sectors who involve in the capital market and relate

rules will be finalized in the first quarter of 2020.” The “SME Startup PE VC” working group comprises representatives from various government and private agencies, i.e