Securities and Exchange Commission governing approval for derivatives investor contacts and standards of conduct. Chapter 1 Application for Approval ______________________ Clause 3. Persons who obtain approval
and Exchange Commission governing approval for derivatives investor contacts and standards of conduct. (Translation) 3 Chapter 1 Application for Approval ______________________ Clause 3. Persons who
the loan from the bank amount of approximate Baht 140 million which is a 6-months short term with interest rate 1.7 – 1.9 per year. However, the loan application from the financial institutes shall have
mobile application. The customers will be able to download applications into their phones which will allow top up money and make direct purchase by QR code at our merchant network. Under the plan
information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct, and complete data processing
, utilizing or altering such information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct
application to the SEC Office as prescribed in Chapter 1. In case the Institution of Appraisal Profession has already been established as prescribed in Clause 17, the approval and the extension of the approval
ซอฟต์แวร์ (restriction on software installations and use) [อ้างอิงจากข้อ 8.5] (2) การควบคุมดูแลผู้ให้บริการภายนอก (supplier relationships) [อ้างอิงจากข้อ 11] 2.4 การจัดการระบบเครือข่ายคอมพิวเตอร์และการรับส่ง
-2 / 18-3 Application for Establishing Representative Office Abroad Securities Company / Derivatives Intermediary Name of Company