authorization, consequently causing damage to the client. She was working for Globlex Securities Co., Ltd. when the misconduct was committed.In the case of {B}, according to a client's complaint, his employer
securities firms? accounts were used with intent to build up trustworthiness. The SEC thus warned investors to be cautious and choose services offered by the SEC-approved fund managers working for licensed
Bangkok, May 12, 2015 ? The SEC published 2014 Independent Audit Inspection Activities Report covering inspection of 12 audit firms and working papers of 46 approved capital market auditors. The
internal audit report concerning cost of sales and inventories which were raised by the auditor. The said opinion must be submitted to the SEC within 5 working days from the date on which the audit committee
. The Smart Office uses less paper to preserve natural resources. This not only streamlines working procedures, both ours and stakeholders?, but also expedites service provision and enhances overall
renewable energy. These businesses need continual fundraising for working capital and business expansion but yet to have opportunity to raise funds through the capital market. ?Slow growth of capital market
include: (a) The aggregate value of the tangible assets which have been charged to secure the repayment of all or any moneys payable in respect of the secured debentures. (b) Where any of the tangible
. Khor183527, registered on 21 August 2003 (Category 16: newspaper, magazine) (b) Tangible assets of KMM used for Komchadluek Business (c) All websites (Domain Names), Facebook, Line and Youtube user-accounts