mentoring system and trainings. 4.5 The company has a succession plan for important positions. 5. The organization hold personnel accountable for their internal control responsibilities in the pursuit of
has rendered improper benefit to a client differentiated from it should be, since the intermediary also receives the interest as a result of such service or of the outcome of a transaction carried out
rendered improper benefit to a client differentiated from it should 9 be, since the intermediary also receives the interest as a result of such service or of the outcome of a transaction carried out on
Company; “investor contact” 2 means persons whose duties are to contact, solicit, advise or plan investment for investors or a securities company’s client and are divided into two categories: Category A
Characteristics of the Executives of a Securities Company; “investor contact” 2 means persons whose duties are to contact, solicit, advise or plan investment for investors or a securities company’s client and are
persons whose duties are to contact, solicit, advise or plan investment for investors or a securities company’s client and are divided into two categories: Category A Investor Contact who is authorized to
กรณีฉุกเฉิน (Backup and IT Continuity Plan) 7. การควบคุมการปฏิบัติงานประจำด้านคอมพิวเตอร์ (Computer Operation) 8. การควบคุมการใช้บริการด้านงานเทคโนโลยีสารสนเทศจากผู้ให้บริการรายอื่น (IT Outsourcing
the Company added 2 hotels, Eastin Thana City Golf Resort (which was under construction at the time of the aforesaid transaction and has been open since December 2018) and U Inchantree Kanchanaburi. The
and Trading Business Group recorded an average production rate of 109.35 KBD, a level adjacent to plan, Market GRM improved from the previous quarter, while Total GRM declined, primarily due to the