/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10/2006) (Synopsis)   26/09/2000 01/01/2001 2. Notification of

for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis)   22/12/2004 16/01/2005 2. Notification of Capital Market Supervisory Board  Tor Thor. 80/2552 Criteria for Undertaking

. 3/2553 Preparation and Maintenance of Information Relating to Derivatives Trading (Synopsis)   01/02/2010 01/02/2010 2. Notification of the Office of the Securities and Exchange Commission  SorThor 2

for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis)   22/12/2004 16/01/2005 2. Notification of Capital Market Supervisory Board  Tor Thor. 80/2552 Criteria for Undertaking

for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis)   22/12/2004 16/01/2005 2. Notification of Capital Market Supervisory Board  Tor Thor. 80/2552 Criteria for Undertaking

for Undertaking Derivatives Business for Licensed Derivatives Broker (Synopsis)   22/12/2004 16/01/2005 2. Notification of Capital Market Supervisory Board  Tor Thor. 80/2552 Criteria for Undertaking

benefits related to any financial product sellers. Such advice must be made online via website or electronics channels with a feature for general people’s participation for comments.Investment advisors

and Procedures for Being Executive of Securities Companies   05/11/2008 16/11/2008         3. Notification of the Office of the Securities and Exchange Commission   12/2542 (Synopsis)   05/10/1999 4

plan that could support their life goals. This year we feature investment knowledge updates, edutainment games and activities such as suitability test, tools and channels for investment and retirement

plan that could support their life goals. This year we feature investment knowledge updates, edutainment games and activities such as suitability test, tools and channels for investment and retirement