branch offices without an approval from the Office; (10) advertise its business, unless such advertisement is carried out in accordance with the rules, conditions and procedures as specified in the
matters: (1) Granting a waiver from an event of default in the case where the company is unable to carry out the following actions: - Closing the bondholders' register at least 14 days before the
asset business operators, the banking sector, law enforcement, and relevant agencies to improve efficiency in preventing victims' funds from being transferred out through digital asset mule accounts
headlined: “SEC orders asset attachment and temporarily prohibits 10 offenders in STARK case from traveling out of the country,” released on 6 July 2023: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID
out whether there is additional evidence for further legal actions,” said SEC Secretary-General. ______________________________
in various countries have expressed views and laid out guidelines for digital asset oversight that vary in degree of strictness. We take this opportunity to organize the 1st SEC Thailand
In the past, proposing of agenda items by shareholders of listed companies and proxy soliciting have been carried out differently for each company and for soliciting person as there is no common
-case basis if necessary and lays out guidelines for promoting and supporting the establishment of high yield bond funds, etc. The Bond Market Development Committee comprises 17 members and advisors
lay out directions for business operation in the future, (2) financing with securities collateral to facilitate operation of various businesses (or loan against securities: LAS), (3) proposal for
out guidelines and put in place a variety of tools such as risk monitoring and management as well as preventive measures such as investor education to help address these issues. There is also a forum