Determination of Fees for Filing, Registration and Other Applications (No. 29)
Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
FORM 56-REIT1 : Annual Registration Statement (Attach Notification Tor Jor. 20/2561)
The Securities and Exchange Commission (SEC), in collaboration with the Fiscal Policy Office (FPO), the Deposit Protection Agency (DPA), and the Bank of Thailand (BOT), organized activities to
) Licensing / Registration (Section 16) Net Liquid Capital Rule (Section 49) Executives / Personnel Major Shareholders Business Conduct (Section 18) Margin Requirement (Section 18) Protection of Customer Assets