suitable for specific goals, promoting market access for SMEs fundraising, educating the public on digital assets and self-protection against investment scams. 2) Organizing a provincial seminar on 4
principles in order to prevent disputes or risks to the company such as risks to reputation.In the past, SEC participated in this matter by attending a seminar organized by the Ministry of Justice and the
At the academic seminar entitled “Investor protection mechanism and building confidence in the capital market” hosted by SEC on Wednesday 20 November 2019, experts from Australia and Malaysia took
2021, SEC, in cooperation with the UK Prosperity Fund under the ASEAN Low Carbon Energy Programme (ALCEP) and EY Corporate Services (Singapore) Co., Ltd., will organize the second online seminar on the
aiming to promote business expansion of strong potential business or business with new technologies.The SEC will hold a free seminar on ?Private Equity: Business Alliances for Business Growth? for SMEs on
be paid through the paying agents. (For further details of the Project, please visit www.start-to-invest.com or tel. 1207 ext. 3).The SEC held "Pay@ modern trade - chase your first million" seminar in
documented or electronic information. Clause 7 A derivatives broker shall keep the evidence relating to derivatives trading under the following criteria: (1) records of advice given to customers and
either in the form of documented or electronic information. Clause 7 A derivatives broker shall keep the evidence relating to derivatives trading under the following criteria: (1) records of advice given
honesty and integrity based on their career records, as well as having skills and experiences which are beneficial to the business operation; (4) being able to show the readiness of its work system and