(1) to (4) called by other names; (6) member of a committee which is appointed or assigned by an intermediary to perform duties relating to operational function, compliance function, internal audit or
which is appointed or assigned by an intermediary to perform duties relating to operational function, compliance function, internal audit or risk management, for instance, a compliance committee, a
) person holding a position equivalent to the positions under sub clause (1) to (4) called by other names; (6) member of a committee which is appointed or assigned by an intermediary to perform duties
a financial institution shall perform such revision and updating within a period of time stipulated by the law on financial institution business ; (b) the information for the purpose of assessing
a financial institution shall perform such revision and updating within a period of time stipulated by the law on financial institution business2; (b) the information for the purpose of assessing
Supervisory Board concerning Rules on Personnel in Capital Market Business, to perform duty as a branch manager or responsible person for operating a branch office by complying with the following rules: (1) in
Notification of the Capital Market Supervisory Board concerning Rules on Personnel in Capital Market Business, to perform duty as a branch manager or responsible person for operating a branch office by complying
Investment and Securities Analyst (CISA) or any other equivalent certificates as approved by the Office, or 3. Being permitted by a foreign capital market regulator, which is accepted by the Office, to perform