five years prior to the date the branch office starts its operation; (4) not being ordered by the Securities and Exchange Commission, the administrative panel or the Office to suspend or restrict its
suspend the approval of the offering of the debt securities, or suspend the offer for sale of the debt securities until clarification has been given or correction has been made, and if the Thai government
11 In the case where a fact appears in the following circumstances, the SEC Office may suspend or revoke the approval of any foreign auditor under Clause 6(1) as deemed appropriate: (1) the foreign
disclose additional information within specified period and suspend the approval for issuance of bonds or order the approved person to suspend the offer for sale of bonds until clarification and correction
30 (1) to (2), the SEC Office shall revoke the approval; (2) in case of prohibited characteristics in Group 2 under Clause 30 (3) or (4), the SEC Office shall either suspend or revoke the approval
(UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 19 February 2018 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 12/2558 Re: Offering of Units of Infrastructure Trusts ___________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008), and Se...
revoke the approval; (2) in case of prohibited characteristics in Group 2 under Clause 30 (4) or (5), the SEC Office shall either suspend or revoke the approval based on the ground of possessing such
Clause 30 (3) or (4), the SEC Office shall either suspend or revoke the approval based on the ground of possessing such prohibited characteristics; (3) in case of prohibited characteristics in Group 3
SEC Office to suspend functioning as appraisal company in capital market or being under the period of time that the SEC Office could refuse to accept the application. Clause 11 A person would obtain an