and Exchange Act B.E. 2535 (1992) (the SEA). The SEC, therefore, filed a criminal complaint against Mr. Prakorn Makjumroen with the DSI for the consideration of further legal action. In addition, the
be inconsistent with the intention of the regulations whereby a misdemeanor, an insignificant act or any wrongdoing not directly involved with the issuer’s core business shall be excluded. Given the
ดังกล่าวไว้ที่เว็บไซต์สำนักงาน ก.ล.ต. https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=895 ผู้ที่เกี่ยวข้องและผู้สนใจสามารถแสดงความคิดเห็นได้ที่เว็บไซต์ หรือทาง e-mail: korpsak@sec.or.th หรือ
penalties under Section 296 and Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992).The Civil Sanction Committee (CSC) has therefore resolved to impose a civil sanction* on the offender
, of the Public Debt Management Act B.E. 2548 (2005). The Cabinet also approved the principles and the draft Finance Ministerial Regulation regarding the issuance of G-Tokens, as proposed by the Ministry
Administrative Procedure under the Derivatives Act B.E. 2546 and Trust for Transactions in the Capital Market Act B.E. 2550 (No. 2)
earnings or sufficient liquidity to carry out the share repurchase project as disclosed. Such act was deemed a dissemination of false information or details that could materially mislead the public and
Statements ( 2 ) หนังสือชี้ชวนกองทุนรวม ( 2 ) LegalHub ( 1 ) Public Hearings ( 1 ) More >> Sitemap Financial Report ( 139 ) Law and Regulations ( 26 ) Act and Royal Enactment ( 22 ) About SEC ( 6 ) Strategic
Zipmex to rectify its net capital position and act in the best interest of clients,” released on 25 November 2023. https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10490&NewsNo=227&NewsYear=2023
Bangkok, 27 June 2019 – This is in reference to the SEC Office’s order imposed by virtue of Section 58(1) of the Securities and Exchange Act, for Energy Earth Public Company Limited (EARTH) to