trading account for securities, derivatives and other kinds of financial instruments with Saxo Capital Market Pte.,Ltd. by advertising, soliciting and using website www.home.saxo/en-sg or
for securities, derivatives and other kinds of financial instruments with Saxo Capital Market Pte.,Ltd. by advertising, soliciting and using website www.home.saxo/en-sg or www.saxomarkets.com.sg
account for securities, derivatives and other kinds of financial instruments with Saxo Capital Market Pte.,Ltd. by advertising, soliciting and using website www.home.saxo/en-sg or www.saxomarkets.com.sg
specified in the notification of the Capital Market Supervisory Board. The public prosecutor ordered a non-prosecution order. SEC Act S.246 and 247 Criminal Complaint Filed with an Inquiry Official Dated
period specified in the notification of the Capital Market Supervisory Board. The public prosecutor ordered a non-prosecution order. SEC Act S.246 and 247 Criminal Complaint Filed with an Inquiry
Miss Patchara Masorn During the period of 23 June 2014 to 9 January 2015, Miss Patchara Masorn joined with other 16 persons manipulating the share price of Polaris Capital Public Company Limited
Miss Pronpun Saraboonma During the period of 23 June 2014 to 9 January 2015, Miss Pronpun Saraboonma joined with other 16 persons manipulating the share price of Polaris Capital Public Company
exchange act and class action litigation on securities fraud to lawyers will strengthen legal remedies available for defrauded investors in capital market. Therefore, SEC joins hand with Lawyers Council
subscription order of a client without contacting or giving advice to the client. She admitted having done so without providing details on the fund to the client. The SEC has therefore imposed a 40-day
Building Confidence in the Capital Market No. 139/2014 SEC notifies JAS to rectify 2013 and Q2/2014 financial statements Bangkok, September 25, 2014 – The SEC notified Jasmine International Plc. (JAS