Bangkok, January 24, 2014 - The SEC imposed a one-month suspension on {A}, a securities investment consultant of UOB Kay Hian Securities (Thailand) Plc., for failing to inform sufficient information
Bangkok, June 13, 2013 - The SEC suspended two capital market investment consultants of Finansia Syrus Securities Plc; namely {A} for two months and {B} for one month.The SEC's routine inspection of
. The SEC, therefore, suspended the approval of equity investment consultant of {A} for 2 months. Having considered that she had already been suspended by of Asia Wealth Securities Co., Ltd. for one month
Bangkok, July 10, 2015 ? The SEC and the Stock Exchange of Thailand (SET) agreed to provide the information concerning abnormal securities trading in one place. Accordingly, the SEC?s last Turnover
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the selling price plus the land possession fee of one million baht per month, starting from the transfer date of ownership to the repurchasing date. CCP recorded the aforesaid transactions as a sale
Bangkok, October 10, 2013 - The SEC imposed a two-month suspension on {A}, a securities investment consultant of Capital Nomura Securities Plc. and a one-month suspension on {B}, a securities
. Sathaporn Phothong, (14) Mr. Suwit Cheewatham, (15) Mr. Boonlerd Iewpornchai, (16) Miss Natkamon Namkaeng, (17) Mr. Phongpat Cheewatham, colluded to manipulate the price and/or trading volume of One to One
Phothong, (14) Mr. Suwit Cheewatham, (15) Mr. Boonlerd Iewpornchai, (16) Miss Natkamon Namkaeng, (17) Mr. Phongpat Cheewatham, colluded to manipulate the price and/or trading volume of One to One Contacts