directors of the company to take the highest responsibility in managing the company, regardless of the title; (3) “institutional investor” means institutional investor under Section 3 of Derivatives Act B.E
ETF” means a share of investment company or unit trust issued under collective investment scheme in the category of exchange-traded fund established under law of foreign jurisdiction; “foreign regulator
instrumentality of a government; or a company, corporation, partnership, trust, estate, or association. similar product. product or transaction that has inherent credit risk. rated obligation. THE IOSCO CODE OF
. Chapter 1 Rules on Settlor ____________ Clause 5 A settlor shall be a private or public limited company which has been granted an approval by the SEC Office to be a REIT manager, or in the process of
issuance of bonds. Except where the applicant is a public limited company, the resolution for the issuance of bonds shall be obtained in compliance with the Law on Public Limited Company, as the case may be
automotive customers in Siam Eastern Industrial park and others increased qoq contributing this quarter's net profit (of the Company) to significantly increase by 36% qoq. Regarding measures in response to
debt securities in any of the following manners: (1) corporate bonds, except convertible bonds, issued by a listed company that does not have any issue on good corporate governance as specified in the
in order to stimulate the investor to invest in units; “underwriter” means a securities company of which license is allowed to underwrite units; “associated person” means any person having one of the
this and other important information about the investment company, and it may be obtained by calling +1 (212) 549-8380 or visiting www.brookfield.com. Please read the prospectus carefully before
traded fund (ETF) which allows investors to redeem investment units directly from the mutual fund management company, the intermediary may accept redemption orders outside its offices without complying