management companies must provide explanation concerning the funds for investors? understanding and must also take necessary steps to ensure that investors learn of associated risks prior to making investment
Understanding (MoU) where Suzuki Motor Corporation planned to purchase from the said sellers the shares of Thai Suzuki Motor Co., Ltd. The MoU prescribed a condition that the sellers must proceed to either close
Bangkok, October 7, 2013 ? The SEC and the Agricultural Futures Trading Commission (AFTC) signed a Memorandum of Understanding (MoU) to cooperate in exchange of information on the derivatives
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาวจอมขวัญ คงสกุล รองเลขาธิการ ร่วมพิธีลงนามบันทึกความเข้าใจ (Memorandum of Understanding: MOU) ว่าด้วยความร่วมมือในการป้องกันและ
contribute knowledge to customers and consumers group regarding proper water quality. As well as contribute understanding in products of the Group to realize the importance of good products and services
shall provide sufficient data or documentary evidence to ascertain the client’s investment objectives, knowledge, understanding and experience regarding securities investment for the purpose of
client, the securities company shall provide sufficient data or documentary evidence to ascertain the client’s investment objectives, knowledge, understanding and experience regarding securities investment
counterparties and customers • Reviewing knowledge and understanding on the Code of Conduct among our employees and arranging for their annual acknowledgment and compliance • Making plans for holding activities to
granted for a limited term and renewal of such approval shall be considered by the SEC Office on the basis of investor contacts’ professional skills and knowledge, the SEC Office has issued guidelines for