) imposing the intermediary to submit any information, report or relevant document to the SEC Office within appropriate period, whether general or case-by-case basis without excessive burden to the
action within determined period which the SEC Office shall stipulate reasonably and in consistency with related circumstances, matters and issues; (6) imposing the intermediary to submit any information
information among borrowers, lenders and other market participants; Independence and conflicts of interest CRA rating decisions should be independent and free from political or economic pressures and from
The Securities and Exchange Commission (SEC), represented by Mrs. Anothai Pinyowiwat, Director of the Information Technology Department, gave a welcome speech to lecturers and students from the
Dissemination of Information relating to Offer for Sale of Units of Real Estate Investment Trust prior to the Effective Date of a Registration Statement and Draft Prospectus
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company
ภาคผนวก 2 : การกำกับดูแลและบริหารจัดการด้านเทคโนโลยีสารสนเทศ (Information Technology Governance) (แนบท้ายประกาศที่ สธ. 38/2565)
ภาคผนวก 3 : การรักษาความมั่นคงปลอดภัยด้านเทคโนโลยีสารสนเทศ (Information Technology Security) (แนบท้ายประกาศที่ สธ. 38/2565)
prescribe the standard for the management of retail funds , accredited investor funds , mutual funds for institutional investors , and private funds to ensure that the management companies oversee and manage