wish to see current status of the matter, please go to compliant filed with inquiry officer
-based execution to simplify the overall procedure, (3) the clearer determination of the roles and responsibilities of company boards of directors and financial advisors to better respond to real practice
SET on a continuous basis and viewed that preventive measures implemented by the SET to cope with high turnover securities trading are appropriate and responsive to current environment. Therefore
capital market personnel or as director of any issuing and listed company. The SEC?s investigation was based on primary information from the Stock Exchange of Thailand together with DBS Vickers Securities
auditors.? The Auditing Advisory Committee comprises both current audit practitioners and non-practitioners. Its major role is to render advice to the SEC regarding supervision and inspection of audit
meeting with AIMC: ?The SEC encourages the association to urge asset management companies in addition to the current AIMC guidelines, to also comply with the Global Investment Performance Standards (GIPS
Bangkok, February 19, 2013 ? The SEC has reiterated securities companies to instruct investment consultants to give securities trading advice based primarily on fundamental factors of securities
Bangkok, March 27, 2013 ? The SEC has reiterated securities companies to instruct investment consultants to give securities trading advice based primarily on fundamental factors of securities