securities brokerage or securities dealing which is not limited to debt instruments or investment units; (4) “institutional client” means a person who makes transactions with a securities company in securities

Personal Data The SEC Office retains your personal data in the following manners: 1. Retention The personal data will be retained in accordance with the characteristics of the personal data received: The

Directors Resolution No.5/2016 on 20 September 2016 which has resolved to invest in Food and Beverage Business by assigned and authorized Mr. Suphot Wanna - Chief Executive Officer to be an authorized person

512.5 million in 2016, as a result of following factors: 1. Sales and services revenues increased Baht 2,519.0 million or 16.8% from 2016, due to the higher amount and the higher quality of the Company’s

Following a referral from the Stock Exchange of Thailand (SET) in 2022 and the SEC’s further investigation, the findings and evidence led to the belief that Mr. Saravoot Somwattana (a person with

the details are as following. (a) Sale share common stock 38,300,000 Baht (b) The loan of the company amount 146,700,000 Baht The Buyer has not been connected person under the Notification of The Board

Following tips and the SEC’s further inspection, it was found that {X1} has provided platform services for trading or exchanging digital assets via its website by matching orders or arranging for the

., Arya Payungvivattanakul, a managing director of Globalview Consulting Co.,Ltd., Ruangrit Pansiri and Aroonvadee Kittikasemsak  for jointly operating unlicensed securities businesses. Following suspicious

Board of Director Meeting No.4/2017 (Additional) The Board of Directors of Unimit Engineering Co., Ltd No. 4/2017 dated 13 November 2017 passed the resolution as following; - Approved the investment in

of reporting line of the personal in the segregated units and there should be a person responsible for https://publish.sec.or.th/nrs/3814pe.doc 7482pe.doc capital ” means liquid assets deducted by