case may be. “ clearing house ” means a clearing house under the law on securities and exchange . Clause 3 This Notification is applicable to a securities company which wishes to engage in a short
by the clearing house or within the period agreed by parties. (1) in case of short selling for proprietary account: (a) there shall be [i] an asset for exchanging with the ETF units or [ii] the ETF
underlying shares of ETF according to the short selling transactions within the period as specified by the clearing house or within the period agreed by parties. (1) in case of short selling for proprietary
Practice |- Code of Conduct |- Fees |- Related Circular Letter Fund Rating Agency |- Approval |- Business Operations Rules |- Reporting |- Fees |- Circular Others (Securities Business) |- Separation of
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