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- Login/Password https://market.sec.or.th/Documents/ca/Documents/esubmission_report_list_phase2.xlsx แบบรายงานผลการตรวจสอบด้านเทคโนโลยีสารสนเทศและแผนการปรับปรุงแก้ไขข้อบกพร่อง (แบบรายงานผล IT Audit) กองทุน
together with supplementary documents as specified in the notification of the SEC. Clause 13 In applying for license, the application shall be filed in the following periods: (1) in case of the applicant
financial statement dated December 31, 2019 is being referenced. To measure the transaction value the method used is book value of net tangible asset (NTA) and the value is 70.17% of the total asset. Over the
regarding asset appraisal for members continuously; (8) having system for keeping documents and evidence relating to operational system under sub clause (7). In this regard, such system shall make those
for Approval for the Establishment of a Fund _____________ Division 1 Features of the Fund to be Approved _______________ Clause 9 The documents of the fund applying for approval of establishment shall
documents of the fund applying for approval of establishment shall contain the stipulations indicating the features of the fund as follows: (1) being a close-ended fund except when the redemption is clearly
Commission No. SorDor. 46/2552 Re: Documents and Evidence for Applying for Approval of Regulations of Derivatives Exchange and Derivatives Clearing House ---------------------- By virtue of Section 14, Section