, and procedures for the following matters for compliance by management companies: (1) the sale and redemption of investment units of mutual funds, the increase or reduction of investment units of mutual

information disclosure to investors. It is thus deemed appropriate that the notification relating to establishment and management of funds as specified in the Notification of the Securities and Exchange

disclosure to investors. It is thus deemed appropriate that the notification relating to establishment and management of funds as specified in the Notification of the Securities and Exchange Commission No

prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information disclosure to investors. It is thus

Thailand Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Acquisition and Disposition of Assets, 2004 (collectively, the “Notifications on Acquisition or Disposal of Assets

wealth advisors. ✓ ✓ ✓ 1. Increase/decrease of paid-up capital; 2. Foreign currency credit limit. ✓ ✓ 1. Data from reports of securities companies; 2. Bondholders from securities registrars. ✓ ✓ ✓ 1.2

investors to make a decision or review the decision made based on the information that is complete, accurate, true and not misleading. Clause 14 The SEC Office is empowered to grant a waiver for disclosure of

Notification of the Board of Governor of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies concerning Connected Transactions B.E. 2546 (2003) (as amended) (the

Governor of the Stock Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies concerning Connected Transactions B.E. 2546 (2003) (as amended) (the “Connected Transaction

apply to the following cases: (1) an offer for sale of warrants and underlying shares of the company required to increase its capital under the rehabilitation plan approved by the court under the