targeted client segment while maintaining an effective risk management and credit monitoring and control. For Private Banking, the goal is to grow the business by capitalizing on capital market group’s
monitoring and control. For Private Banking, the goal is to grow the business by capitalizing on capital market group’s expertise in the wealth management business and through the commercial banking business
บังคับให้ต้องท่า self-monitoring หลังการขาย แต่ควรก่าหนดให้เป็นทางเลือก 1.3 กรณีการเสนอขาย complex product : เสนอดังน้ี (1) Knowledge assessment - ขอท่า knowledge assessment เป็นกลุ่มผลิตภัณฑ์ โดยไม่แยกราย
monitor the situation closely while continuing to focus on providing support to customers and at the same time monitoring the status of customers still under financial assistance initiated during 2020
Office may require the issuer to disclose any instruction, action and observation of the SEC Office or clarification of the instrument via the website of the SEC Office in accordance with the guidelines
• infrastructure fund, infrastructure trust ที่ไม่ได้เสนอขายต่อผู้ลงทุนเปน็การทั่วไป (3) กระบวนกำรติดตำมตรวจสอบกำรติดต่อและให้บริกำร ได้แก่ (3.1) self-monitoring (เช่น call-back client, mystery shopping) ภายหลัง การ
or their assigned persons with whom the intermediary communicates and provides services; (4) a procedure for monitoring and inspecting communication and provision of services, namely: (a) monitoring
persons with whom the intermediary communicates and provides services; (4) a procedure for monitoring and inspecting communication and provision of services, namely: (a) monitoring and inspecting in
the Thai baht remained in line with those of other currencies in the region, close monitoring of short-term capital flows is necessary. The overall financial system remained stable and resilient to