; Chairman, Association of Investment Management Companies; Chairman, Securities Analysts Association; Chairman, the Thai Life Assurance Association; Secretary General, the Thai Bankers’ Association; and

of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3

of the skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3

skills and knowledge in relation to the performance of duty as investor contact using three criteria being 1. Participation in activities accepted by the Office, 2. Further education and 3. Maintenance of

Rules for Being Settlor and Trustee of Real Estate Investment Trust

Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies

Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company

Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order

Rules for Being Settlor and Trustee of Real Estate Investment Trust (Codified)

presentation should be taken as forecasts or promises nor should they be taken as implying any indication, assurance or guarantee that the assumptions on which such future projections, expectations, estimates or