seek for the approval. Crowdfunding portals must be established with an efficient IT system in accordance with SEC’s rules and guidelines associated with establishment of IT system***, aiming to
committing fraud, misappropriating the company's assets and falsifying accounting records by executing concealed transactions through several associated companies abroad to exaggerate the company's operating
, from the opportunities and the associated risks to the terms and conditions. This is because applicants for the crowdfunding option are generally SMEs and startups with a small business size or at the
the offenders. Details of civil sanctions and associated procedures are available at: https://www.sec.or.th/EN/pages/lawandregulations/civilpenalty.aspx
capital to increase flexibility. The SEC has also reviewed the haircut rates used in calculating the net capital to align them with the current situations and cover risks associated with various instruments
interest to acquire the business, and it was Rapi himself who had signed on the associated memorandum of understanding and arranged for the new investors to conduct a due diligence on the business and assets
consultants will be required to disclose and explain to prospective investors all important information before making investment decision such as terms and conditions, associated risks, effect on investors
share offering information and, prior to making investment, must pass knowledge test on risks associated with the investment. In case of retail investors, each investor is allowed to buy shares not
shareholders or give inappropriately more benefits than other shareholders; 2. being unlikely to be able to protect shareholders’ rights by allowing any person to receive financial gain beyond what should be
that have invested or held equity instruments issued by PTT Public Company Limited. In order to protect the investors’ interest and legitimate right and ensure that they are treated fairly, it is