Rules on Application for Approval and Granting of Approval to Undertake Trust Business
Bangkok, 2 November 2017 - The SEC has suspended the approval for a capital market investment consultant, {A}, for 12 months due to his failure to perform duties carefully and professionally. He was
Approval for Undertaking of Derivatives Business (No. 2)
Approval for Undertaking of Derivatives Business (No. 3)
The Approval of Personnel in the Capital Market Business
Re: Rules, Conditions and Procedures for Approval of Securitization Projects
subordinated bonds with the revised definition, the SEC has amended the regulations for approval of NC bond offerings. This amendment allows business operators to issue subordinated bonds to benefit their net
information contained in such advertisement. In case of specified property fund referred to in (1)(b), the estimated return shall be presented in term of dividend yield; (4) in case of specified property fund
referred to in (1)(b), the estimated return shall be presented in term of dividend yield; (4) in case of specified property fund referred to in (1)(b), the estimated return mentioned in (3) shall not be