the group of persons above in opening trading accounts for investors to make derivatives investments. They executed trading orders in investors’ accounts, told investors to send trading orders
(SEA). The SEC will later work on details of regulations.2. LBDU licensees that submit orders for investment unit trading through members of the Stock Exchange of Thailand (SET) must comply with net
were induced to transfer their money to the company's account while the company also obtained benefits from trading fees which are deemed undertaking derivatives business without license in contravention
the proceeding power ” means an official receiver and the SEC Office. “ client asset account ” means an account of a client’s assets prepared by an intermediary in accordance with the law on derivatives
proceeding power ” means an official receiver and the SEC Office. “client asset account ” means an account of a client’s assets prepared by an intermediary in accordance with the law on derivatives or the law
Securities Account dated 1 October 1997; (2) Notification of the Securities and Exchange Commission No. KorThor. 48/2540 Re: Separation of Client’s Financial Account dated 31 December 1997; (3) Notification of
from 1 July 2000. Clause 2. The following notifications shall be repealed: (1) Notification of the Securities and Exchange Commission No. KorThor. 35/2540 Re: Preparation of Securities Account dated 1
/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 31/03/2023 available to provide services with respect to the trading or exchange of digital assets for its own account in the