into Material Transactions Deemed as Acquisition or Disposal of Assets, dated 31 August 2008 (including any amendment thereto), and the Notification of the Board of Governors of the Stock Exchange of
establishment or other relevant places for inspection of facts relating to the financial condition, operations, assets and other relevant information of the applicant. Clause 71 The SEC Office shall submit the
_____________________________________________________ ________________________________________________________________________ 16) Number of years the CIS Operator has managed funds : _________________ Total assets under management (latest available
, the money received from such offer shall constitute a pool of assets that is required to be registered as a mutual fund with the Thai SEC. (name of the CIS Operator of the NRI CIS) (name of the NRI CIS
consider and notify, the result of its consideration to derivatives broker within thirty days as from the date of receipt of complete application and supporting documents, except for the case that the system
notify, the result of its consideration to derivatives broker within thirty days as from the date of receipt of complete application and supporting documents, except for the case that the system inspection
the Securities and Exchange Commission shall consider and notify, the result of its consideration to derivatives broker within thirty days as from the date of receipt of complete application and
, interest rate, financial index, securities index as goods or variable, or any other assets or variables as specified in the Notification of the Office; “financial institution” means any financial institution
oil, currencies, exchange rate, interest rate, financial index, securities index as goods or variable, or any other assets or variables as specified in the Notification of the Office; “financial