the offenders. Details of civil sanctions and associated procedures are available at: https://www.sec.or.th/EN/pages/lawandregulations/civilpenalty.aspx
accounts to seek benefits for himself and the others, a misconduct of client asset exploitation. At the time of his wrongdoing, he was employed by RHB Securities (Thailand) PLC (RHB).Following a complaint
นี้ กองทุนที่ลงทุนในสัญญาซื้อขายล่วงหน้าและตราสารที่มีลักษณะสัญญาซื้อขายล่วงหน้าแฝงแบบซับซ้อนจะต้องใช้วิธีการคำนวณมูลค่าความเสียหายสูงสุดในรูปแบบ Value-at-Risk (VaR) ในการจำกัดอัตราส่วนการลงทุน เพื่อให้
dishonest acts against clients? assets, using clients? trading accounts to seek their own personal gains and acting beyond their scope of duties.Veerachai and Jakkrit worked at Capital Nomura Securities
?Pride of the Province? project aims at promoting those provincial stars to go public and become listed firms on the Thai bourse to fully make use of Thai capital market.? While being sizable business is
those who start working and are interested in online learning of investment. The App serves financial planning at your fingertips as it will help users calculate their finance and customize their own
whole,? concluded Mr. Vorapol. The examination results can be found on the SEC?s website at www.sec.or.th under the topic ?Accountant/Auditor.?
infrastructure and rules for cross-border securities trading in ASEAN.?More information on the ACMF Implementation Plan and the ASEAN EconomicCommunity Blueprint 2015 can be found at http://www.theacmf.org/ACMF
Bangkok, 13 December 2016 ? The Criminal Fining Committee has imposed a separate, equal fine, totaling at 5,917,125 baht, on five joint principals in the manipulation of the Yong Thai Public Company
, and legal enforcement function. In addition, more efforts will be made to ensure that the Thai capital market standards are at international level, enhance product attractiveness, and eliminate