Thianthong, Vice President, Marketing, Commercial and Supply at the time of the offense, on account of failing to perform duties with responsibility, due care and loyalty as director or executive of
investment, listed companies must also consider the transaction size and the obligation to comply with the governing regulations. If such transaction is liable to be material, the companies shall be subject to
funds wherein high-yield bonds subsequently become distressed bonds, and to provide liquidity for the holders of distressed bonds. The distressed bond fund would be set up as a non-redeemable fund with a
นางสิริวิภา สุพรรณธเนศ รองเลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) บรรยายเรื่อง “Alleviating Economic Inequality with Financial Literacy” ในงานสัมมนา The 4th Young
related experiences, to further promote takeovers efficiency. The conference takes place at the SEC Office Building from 18-20 September 2019 with delegates of regulatory agencies from 11 Asia
developments included the setting up of a Fintech working group and the SEC announcement of support and participation in such activity along with other GEMC members. SEC Secretary-General Ruenvadee
on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without
regulatory framework that requires issuance and revision of necessary rules and regulations and promotion of effective enforcement in line with international standards and current situations.In this regard
) in conjunction with Section 244 (4). All three are liable to the penalties under Sections 296 and 296/2 of the SEA. The Civil Sanction Committee has resolved to authorize SEC to initiate civil
authorized director Ornpaphat, had solicited the public to make an investment with the company via social media based on a scheme of minimum 100,000-baht investment for 12 months to earn a return of 15 percent