SEC's role in driving and advocating for sustainability in the Thai capital market through regulations and supportive tools, as well as recapped the progresses on sustainability disclosure of listed
. This amendment approved by the Capital Market Supervisory Board Meeting No. 2/2565 on 15 February 2022 aims to resolve the limitations related to the underwriter’s securities allocation to be in line
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC has the duty to supervise and develop the Thai capital market. One of our key responsibilities is to help increase businesses’ access to
initiative under the Capital Market Governance Promotion Initiative in Celebration of the Auspicious Occasion of His Majesty the King’s Coronation organized and launched on 14 August 2019 by SEC in
, which was deemed a failure to comply with the investor’s order. {A}’s misconduct above contravened rules and regulations set forth in the Notification of the Capital Market Supervisory Board.* In
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) บรรยายในหัวข้อ “SEC Roles and Capital Market Supervision and Development” ให้แก่คณะนักศึกษาหลักสูตร
participation in the campaign, featuring three tech-based and target-driven initiatives, i.e., (1) SEC Check First, an application for verifying the status of service providers and capital market products
exchange act and class action litigation on securities fraud to lawyers will strengthen legal remedies available for defrauded investors in capital market. Therefore, SEC joins hand with Lawyers Council
, starting from 1 February 2018. In addition, since {B} is also a branch manager of the bank, she is prohibited from functioning as branch manager responsible for capital market business of any bank or
ประสิทธิภาพของกระบวนการยื่นคำขออนุญาตออกเสนอขายใบสำคัญแสดงสิทธิอนุพันธ์ แก้ปัญหาความซ้ำซ้อนของการทำงานระหว่างหน่วยงาน ลดการนำข้อมูลเข้าหลายระบบ เพิ่มความสะดวก ลดเวลาเข้าซื้อขายในตลาด (time to market) ซึ่งระบบ