undelivered portion. THL must accordingly record total amount compensation according to the condition and agreement on gold delivery in the financial statements for Q3/2010. 2. Damages demanded by counterparty

. Her misconduct caused damages to the client in the total amount of 389,622.60 baht. Sareerat has fully paid compensation for the damages to the client. The SEC has considered that Sareerat’s acts

offering of 700 million newly issued shares under the PP at an offering price of THB 0.50 per share (par value of THB 0.25 per share), with a total offering value of not more than THB 350 million.The PP

exceed 50 persons and the total offering value must be less than THB 10 million within any 12 month period. Such offerings would not require prior approval from the SEC and would be exempt from the

, and forged the clients’ signatures on sale orders and withdrawal forms for redemption proceeds, causing the clients total damages of 3,506,112.49 baht.The SEC considers Ms. Narueorn’s actions to be a

The SEC’s investigation found that, in May 2021, Bitkub was subject to a cyberattack involving the theft of digital assets in a total of 16 cryptocurrencies, resulting in a certain amount of

of the total votes of shareholders attending the meeting and entitled to vote, excluding shareholders with conflict of interest. In addition, completion of the transaction is also subject to approval

amid global volatility, covering topics from understanding one’s own financial position to estate and will planning. Four batches were completed, with more than 1,700 participants in total, reflecting

of the Project, with a total of 74 pages/channels participating and a combined following of up to 28 million accounts. At the same time, many participants have placed greater emphasis on responsible

misappropriation of assets belonging to 11 clients, with a total value of THB 115,550,000. The misconduct comprised the following: (1) presenting investment funds and receiving withdrawal forms or cash, purchase