incorporated in the 4th Capital Market Development Plan (2022-2027), under the “Digitalized Capital Market” strategic direction. The SEC is determined to push forward further development of DIF Web Portal to
operators in the capital market; - You Protect Forests; We Protect You Project: The TRBN in conjunction with the Mae Fah Luang Foundation under His Majesty the King’s Royal Patronage, the Department
Investment Banking Club; the Federation of Accounting Professions under the Royal Patronage of His Majesty the King; and the Federation of Thai Capital Market Organizations.
, the company may be exposed to various risk factors: the risk of not receiving money from the original shareholders of Eastern Cuisine under a sale back agreement which guarantees the operating results
selection of investment products in response to the demands of issuers and investors under appropriate risks.The Capital Market Competitiveness Development Subcommittee comprises: (1) Mr. Tevin Vongvanich
said: “This is a share price manipulation case proceeded under civil sanctions, filed with the Civil Court on 26 December 2018. The Appeal Court passed the final ruling on 15 December 2020. If the
, since the suspension as investment consultant is a prohibited characteristic of capital market personnel in Group 2 under Clause 30(4)(a) of the Notification of the Capital Market Supervisory Board No
in the subsequent processes after the complaint filing to support law enforcement under the SEA.__________________________Remarks:* The company’s name at the time of the wrongdoing, which was later
proceeding, the SEC will bring an action against the alleged offender in the Civil Court. However, before filing a civil case, the alleged offender may agree to enter into a settlement agreement under the
replaced the first two notifications above. (b) Nitchawan violated Clause 23(1) and Clause 23(2) regarding prohibited characteristics of capital market personnel under Clause 31(1) of the Notification No