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Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated 23 January 2017. Information contained

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6958

SEC files a criminal complaint against seven KC executives and associates for dishonest acts, misappropriation of B/E sale money and consent to false accounting records

Directors and Executives dated 23 January 2017. Information contained in this news release is as of the aforementioned release date. For those who wish to see current status of the matter, please go to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6914

SEC suspends securities firm executive for failing to supervise compliance

information was insufficient for identification or verification.In addition, as the head of the company's Anti-Money Laundering Committee, he failed to take action when certain clients ordered transactions

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6452

This news release on a criminal complaint has been removed from the website upon request of the persons named in the complaint because the legal proceedings have ended and the final results are in favor of the persons.

Characteristics of Personnel in Capital Market Industry dated September 15, 2010. The SEC therefore revoked approval for their present status as investment consultant. Information contained in this news release

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4511

The SEC launches ?Pride of the Province?

employment rate, and income distribution throughout the country. The Ministry of Interior strongly supports this project and will help disseminate the information to entrepreneurs nationwide with the help of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4483

The ASEAN Capital Markets Forum Collaborates with International Capital Market Association to Introduce ASEAN Green Bond Standards

. ASEAN has a combined population of over 622 million people and in 2014, was collectively the third largest economy in Asia and the seventh largest in the world. More information on the ACMF and its

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6636

SEC launches Investment Governance Code (I Code)

, protect and improve corporate reputations. Additionally, an effective record-keeping system should be maintained to ensure that the information disclosed to the clients and the public is accurate.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6623

SEC suspends five investment consultants and bans three of them from performing duties as branch manager

information on the misconduct of the five investment consultants. Investors are strongly advised to exercise discretion in making investment decisions and should be aware that fund products come with different

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6780

Enforcement actions against unlicensed derivatives businesses

unauthorized business undertakings by contacting the SEC Help Center at 0-2263-6000 or complain@sec.or.th. In case of agricultural futures trading, please view the information from the Office of Agricultural

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4500

ก.ล.ต. เผยผลงานวิจัยจุฬาฯ ระบุผู้ลงทุนให้ความสำคัญกับคุณภาพและการเปิดเผยข้อมูลบริษัทจดทะเบียน

ข้อมูลและคุณภาพข้อมูล จึงมีความสำคัญต่อผู้ถือหุ้นของบริษัท จากการศึกษาพฤติกรรมการเปิดเผยข้อมูลการตัดสินใจควบรวมกิจการสู่สาธารณชนซึ่งเป็นข้อมูลที่ไม่ใช่ข้อมูลทางการเงิน (non-financial information) ของบริษัท

https://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=5810