According to the findings of SEC inspection on the operation of SKFM whose main business is private fund management, in 2018 Mr. King, CEO and fund manager of the company at the time, acted in the
Federation of Thai Capital Market Organizations. At this meeting, representatives from the Federation of Thai Capital Market Organizations also attended. ____________________
capital market has recently developed from the initiative of SET employees, recognized at the SET Innovation Awards 2019. It has applied digital technology to take the training process for the license
At the academic seminar entitled “Investor protection mechanism and building confidence in the capital market” hosted by SEC on Wednesday 20 November 2019, experts from Australia and Malaysia took
, filed the criminal complaint against Mr. Suphan Sethapanich for this offense at the same time. In addition, the criminal complaint by the SEC is only the starting point of the criminal law enforcement
,” which was honorarily presided over by Khon Kaen Governor Mr. Somsak Jungtrakul, Ph.D., who gave an opening speech, on Tuesday 10 September 2019, at Avani Khon Kaen Hotel & Convention Center.“SEC
. The research team from the participating securities firms to join the project must have a professional license with at least four analysts to conduct fundamental analysis papers to ensure the capability
Stock Exchange of Thailand on 13 March 2017 and his statement at the press conference the following day when he reassured that the foreign borrowers were unrelated to him.As a result, he is liable to
expenses. In addition, both POLAR executives have been barred from holding the director position at any issuing or securities company for 10 years each. Apart from the civil sanction, the SEC is questioning
Directors, Mr. Prasan Chuaphanich, said further that: "Every prize that the Thai listed companies received at this event is a proud achievement for which IOD would like to commend and congratulate