services to the SEC Office in accordance with the reporting plan specified in Clause 3(2)(d); (6) arrange a system for custody of the client’s assets under custody or management. In case of providing
to scope of using back office service to the Office not less than fifteen days before using such service. Chapter 3 Conditions for Using Service Clause 8. Derivatives broker shall arrange a written
details relating to scope of using back office service to the Office not less than fifteen days before using such service. Chapter 3 Conditions for Using Service Clause 8. Derivatives broker shall arrange a
. Chapter 3 Conditions for Using Service Clause 8. Derivatives broker shall arrange a written contract with service provider that should cover the followings: (1) Duties and responsibilities of service
service to the Office not less than fifteen days before the using such service. Clause 6. The securities company shall arrange a written contract with service provider, that should cover the following
not less than fifteen days before the using such service. (Translation) -3- Clause 6. The securities company shall arrange a written contract with service provider, that should cover the following
using back office service to the Office not less than fifteen days before the using such service. (Translation) -3- Clause 6. The securities company shall arrange a written contract with service provider
collaboration with the AIMC under the “Let the Money Work Through Mutual Fund” project, will organize the “Fund Wealth Fair” event at the SET Building on 17 September 2023, in which variety of educational
the revocation of the license to the revoked registrar in writing. In this regard, the revoked registrar shall notify the securities issuer of the revocation in writing, and shall arrange the delivery