derivatives broker shall provide evidence relating to derivatives trading as follows: (1) evidence relating to the taking and execution of customer’s derivatives trading order containing at least the details of
the Memorandum of Understanding on Streamlined Authorisation Framework for Cross-border Public Offers of ASEAN Collective Investment Scheme; (2) details of the scheme are in consonance with Part I
Business , an intermediary shall set out procedures and methods for such compilation and assessment thereof in writing, which shall at least contain details in compliance with the rules under Clause 7 or
Business, an intermediary shall set out procedures and methods for such compilation and assessment thereof in writing, which shall at least contain details in compliance with the rules under Clause 7 or
details thereof and provide information on related practices as follows: 1. Objectives of HK-TH MRF MoU HK-TH MRF MoU aims to facilitate cross-border offerings of funds between Hong Kong and Thailand with a
securities to the SEC Office within [the following] specified period by indicating the following details: (1) 15 days as from the end of each month having the offer for sale of debt securities. In connection
period by indicating the following details: (1) 15 days as from the end of each month having the offer for sale of debt securities. In connection with this, such report shall be according to the rules and