practices.In a matter of the proposal of agenda items by shareholders under Section 89/28 of the Securities and Exchange Act B.E. 2535 (1992), SEC considers to impose a specific period for proposing agenda

to her own account. Moreover, there was a cash withdrawal of 1 million baht at a bank counter for which the client had signed on the withdrawal slip in advance without writing down a specific amount

with the added types of license prescribed in the draft Ministerial Regulation. In this regard, financial institutions established under specific laws would be allowed to apply for Type E Securities

specific amount. She also executed transactions of mutual fund unit subscription, but not until she had transferred the subscription money to her own account first. In this regard, Sunisa submitted a

any expenses incurred from investigating the offence. He was also barred from serving as a director and executive of securities issuing companies and securities companies for a specific period.*Since

bar from serving as a director and executive of securities issuing companies and listed companies for a specific period.* Since {A} refused to extinguish the case by agreeing to comply with civil

methods for submission of trading orders. Institutional investors submitted trading orders at market price (market order) while retail investors submitted trading orders with specific prices (limit order

specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the

sale to non-retail investors, or a mutual fund or a private fund for retail investors with investment diversification below the standards (specific fund);? For non-listed infrastructure fund, a fund?s

established under specific laws, (e) Government Pension Fund, (f) provident funds, (g) Social Security Fund, (h) mutual funds under the Securities and Exchange Act, (i) Thai Red Cross, (j) foundations for