Company Limited (“the Company”) would like to clarify on the performance and the financial status for Q3/2017 ended September 30, 2017 of the Company and its subsidiaries, as shown below : (Unit : Million

ที่________ - Translation - No: SN.056/2017 November 16, 2017 Subject: Clarification of Operating Results and Financial Status for 2017, ended 30 September 2017 Attention: President The Stock

December 31, 2017) To Director and Manager of the Stock Exchange of Thailand Ubis (Asia) Public Company Limited (“the Company”) would like to clarify on the performance and the financial status for the year

Ubis (Asia) Public Company Limited (“the Company”) would like to clarify on the performance and the financial status for the year 2017 ended December 31, 2017 of the Company and its subsidiaries, as

comprising courses on finance, investment, accounting or economics. 3. Maintenance of status 3.1 Being securities firm executive or mutual fund manager or private fund manager on the renewal application date

at least half of the curriculum comprising courses on finance, investment, accounting or economics. 3. Maintenance of status 3.1 Being securities firm executive or mutual fund manager or private fund

, finance, accounting or economics; (ii) Any field with at least half of the curriculum comprising courses on finance, investment, accounting or economics. 3. Maintenance of status 3.1 Being securities firm

Limited (“the Company”) would like to clarify on the performance and the financial status for Q1/2018 ended March 31, 2018 of the Company and its subsidiaries, as shown below: (Unit: Thousand Baht) Revenues

e-service Online Submission Private Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission   30/2553

by 0.7 MB from Q3/2018 or 41.3 percent (1.7 MB in Q3/2018) Financial Status The overall financial status of the Company and its subsidiaries as of September 30, 2019 with the comparison to the