benefiting himself or others through such misconduct. This is a violation under Section 89/7, with penalties stipulated in Section 281/2, Paragraph 1, of the Securities and Exchange Act B.E. 2535 (1992), and
manipulation of the KDH share price under Section 243(1) in conjunction with Section 244 and Section 243(2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the
Section 281/10 in conjunction with Section 56(3)(4) of the Securities and Exchange Act B.E. 2535 (1992) (SEA), and subject to the penalties under Section 274, Paragraph 1, and Section 281/10 of the SEA. The
and Exchange Act B.E. 2535 (1992). Additionally, the company’s directors are required to carry out their duties with due care, responsibility, and integrity, including overseeing the company’s
Bankruptcy Act B.E. 2483 (1940), in the parts related to business rehabilitation. Furthermore, the SEC has created a bond data hub on the SEC website at https://www.sec.or.th/TH/Pages/INFORMATION-DEBT.aspx
control measures to strengthen and protect the capital market from cyber threats and recurrence of past incidents as well as to align with the requirements under the Thailand Cybersecurity Act B.E. 2564
-effective manner with input from all relevant stakeholders.** As per Article 59 of the Securities and Exchange Act B.E. 2535 (1992) and the Notification of the Office of the SEC No. Sor Jor. 38/2561 Re
In the absence of such terms and conditions in the trust deed, the Trust for Transactions in Capital Market Act B.E.2550 (2007) stipulates that the resignation, dismissal and appointment of
profits from the order. SEC views that {A}’s act did not comply with the investor’s order and was deemed failure to perform duties with responsibility and deliberation as a professional**. SEC has
. ** Securities company means any company, or financial institution licensed to undertake securities business under the Securities and Exchange Act B.E. 2535 (1992) (SEA).