under the Act on offenses arising from the use of checks in 1991 for 2 cases (the case of the North District Court and the Suphan Buri District Court) and one offense of creditors (Nonthaburi District
, whether under Thai or foreign laws, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully exploitable management, including not having such offense
exploitable management, including not having such offense record during the period as specified by the SEC Office which is backward not more than 3 years before the expected date of establishing the branch
registration as a qualified fund supervisor, not have records of commission of offense under the laws governing the business operation of such persons, the laws governing anti-money laundering or any other laws
, not have records of commission of offense under the laws governing the business operation of such persons, the laws governing anti-money laundering or any other laws relating to financial businesses
realize the practice in accordance with the relevant rules and regulations of the SEC and the SET. In order to prevent this type of misconduct in the future by considering the connected transaction must be
this type of misconduct in the future by considering the connected transaction must be approved by the Board of Directors’ meeting with the directors with the conflict of interest have no right to vote