months and twelve days (while being suspended by KT Zmico Securities Co., Ltd.; she has still performed investment consultant duty as an investment units sales representative at another company until

practice; while the SEC and the OAG will work together to strengthen audit work of SET listed companies. ?Most of the listed SOEs are large organizations, accounting for 17 percent of the total market

whole amount of the benefits from the fund after the resignation while his or her membership continues for a period specified in the fund?s article. In addition to the abovementioned, the SEC will propose

by the public at large while the operating business must not create any conflict of interest with the securities business applying for the license.    In addition, the existing and new coming Type D

persons while details of the allotment must be disclosed in registration statement and prospectus. For an IPO, shares may be allotted to the related persons up to 25 per cent of total offered shares.  In

, SSI share price decreased and closed at 0.38 baht. Furthermore, SSI trading volume on that date was only 0.75 million shares and surged to 335.10 million shares while {A} was trading, 130.12 million

Bangkok, December 8, 2014 - The SEC suspended {A}, a capital market investment consultant and investment planner for six months. She was an Assistant Managing Director of {X1} Co., Ltd., while the

suspension imposed by the SEC shall remain one month, effective from January 8, 2015. Besides, {A} has been approved as an investment planner and held a position equivalent to a department director while the

in infrastructure, Thailand can become a connector for fund raising of regional infrastructure projects while more product variety will serve investors better. The relevant regulations will be

for their investment decision while the List can also be of use for securities companies? risk management.  Considering that Thai capital market has been developed with significant growth rate over the