derivatives trading or guilty of deception, fraud or dishonesty, or having been fined for such violations; (c) having been named in any complaint relating to violation under sub clause (b) by financial
offences under (4) shall apply. Clause 16 The auditor in the capital market shall not have the following behaviors: (1) lack of professional ethics or violation of or non-compliance with the regulations
such allotment will cause or may cause the violation of any laws or regulations pertaining to the offering and sale of securities under the rule of Thai law. In case there are remaining unallotted shares
) The Company and the subsidiaries were inspected or are being inspected by an authority regarding the possibility of their operation’s involvement in a significant legal violation in any matter under the
immediate review shall be done when any circumstance occurs which may affect the qualifications or prohibited characteristics of the service provider or may cause violation of the regulations as prescribed in
provider or may cause violation of the regulations as prescribed in this Notification. Additionally, in case the service provider has lacked qualifications, possessed prohibited characteristics or been no