? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders
person in charge of mutual funds? investment and might learn of the funds? investment information as well as those having duty to send trading orders. The business operator must seek the SEC approval for
products which are not listed on the https://publish.sec.or.th/nrs/6611pe.doc 6611pe_r.pdf only at the intermediary’s temporary office; (b) require clients to send trading orders by themselves through an
send an email to sawarin@sec.or.th. For paper comments, please send them to: The Intermediaries Policy Department, the Securities and https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8149 SEC
through his client's account without evidence of client's orders. The SEC found out from the recorded conversation between {A} and the client, which showed that the client had entrusted {A} to send trading
19 - November 30, 2006, Thai Unique Coil Center PLC (TUCC http://market.sec.or.th/public/idisc/en/Enforce
No. 11/2013 SEC instructs TUCC to cooperate with the auditor to review Q2 and Q3/2012 financial statements Bangkok, February 6, 2013 - The SEC has instructed Thai Unique Coil Center Plc., (TUCC) to
ที่ได้รับรางวัลพร้อมประกาศนียบัตร ได้แก่ประเภทนักเรียน/นักศึกษา 1. รางวัลชนะเลิศ ได้แก่ ทีม The UNIQUE 2. รองชนะเลิศอันดับ 1 ได้แก่ ทีม UGBN 3. รองชนะเลิศอันดับ 2 ได้แก่ ทีม ลูกชิ้นของฉัน
Facebook Page, "สำนักงาน กลต.," on 24 November 2023.The award-winning teams are as follows: Student Category1. Grand Prize Winner: “The UNIQUE”2. 1st Runner-up: “UGBN”3. 2nd Runner-up: “ลูกชิ้นของฉัน”4